YANZHOU COAL MNG CO LTD

Ticker: YZCAY CUSIP: 984846105 Class: SPON ADR H SHS

O'SHAUGHNESSY ASSET MANAGEMENT, LLC's Holding History (CIK: 0001423442)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 117,997 Value ($000) $886 Avg Close — Range —
Q4 2013
Shares 255,139 Value ($000) $2,355 Avg Close — Range —
Q3 2013
Shares 288,280 Value ($000) $2,756 Avg Close — Range —
Q2 2013
Shares 1,319,922 Value ($000) $9,385 Avg Close — Range —