YANZHOU COAL MNG CO LTD

Ticker: YZCAY CUSIP: 984846105 Class: SPON ADR H SHS

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 900 Value ($000) $7 Avg Close — Range —
Q1 2014
Shares 1,000 Value ($000) $8 Avg Close — Range —
Q4 2013
Shares 1,000 Value ($000) $9 Avg Close — Range —
Q3 2013
Shares 1,100 Value ($000) $11 Avg Close — Range —
Q2 2013
Shares 1,000 Value ($000) $7 Avg Close — Range —