YIRENDAI LTD

Ticker: YRD CUSIP: 98585L100 Class: Foreign Stock

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 875 Value ($000) $18 Avg Close — Range —

Q3 2016

Shares 875 Value ($000) $21 Avg Close — Range —

Q2 2016

Shares 1,000 Value ($000) $14 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	875	$18	—	—
Q3 2016	875	$21	—	—
Q2 2016	1,000	$14	—	—