YIRENDAI LTD

Ticker: YRD CUSIP: 98585L100 Class: Foreign Stock

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 8,450 Value ($000) $340 Avg Close — Range —
Q4 2017
Shares 8,329 Value ($000) $366 Avg Close — Range —
Q3 2017
Shares 6,550 Value ($000) $275 Avg Close — Range —