YUM BRANDS INC

Ticker: YUM CUSIP: 988498101 Class: COM

BAMCO INC /NY/'s Holding History (CIK: 0001017918)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 47,235 Value ($000) $4,289 Avg Close $53.87 Range $49.89 - $55.85

Q2 2016

Shares 52,265 Value ($000) $4,334 Avg Close $49.47 Range $47.30 - $51.88

Q1 2016

Shares 52,582 Value ($000) $4,304 Avg Close $43.79 Range $38.78 - $49.61

Q4 2015

Shares 50,705 Value ($000) $3,704 Avg Close $43.30 Range $39.32 - $49.50

Q3 2015

Shares 47,026 Value ($000) $3,760 Avg Close $49.86 Range $42.30 - $54.52

Q2 2015

Shares 47,128 Value ($000) $4,245 Avg Close $51.97 Range $45.86 - $56.57

Q1 2015

Shares 42,526 Value ($000) $3,348 Avg Close $44.53 Range $40.49 - $48.61

Q4 2014

Shares 42,811 Value ($000) $3,119 Avg Close $42.23 Range $38.40 - $45.85

Q3 2014

Shares 42,811 Value ($000) $3,082 Avg Close $42.91 Range $39.49 - $48.48

Q2 2014

Shares 48,666 Value ($000) $3,952 Avg Close $44.64 Range $42.77 - $47.42

Q1 2014

Shares 53,541 Value ($000) $4,036 Avg Close $42.07 Range $37.83 - $44.79

Q4 2013

Shares 44,385 Value ($000) $3,356 Avg Close $40.89 Range $36.63 - $44.98

Q3 2013

Shares 44,385 Value ($000) $3,169 Avg Close $41.01 Range $39.12 - $42.73

Q2 2013

Shares 44,385 Value ($000) $3,078 Avg Close $38.97 Range $35.76 - $41.83

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	47,235	$4,289	$53.87	$49.89 - $55.85
Q2 2016	52,265	$4,334	$49.47	$47.30 - $51.88
Q1 2016	52,582	$4,304	$43.79	$38.78 - $49.61
Q4 2015	50,705	$3,704	$43.30	$39.32 - $49.50
Q3 2015	47,026	$3,760	$49.86	$42.30 - $54.52
Q2 2015	47,128	$4,245	$51.97	$45.86 - $56.57
Q1 2015	42,526	$3,348	$44.53	$40.49 - $48.61
Q4 2014	42,811	$3,119	$42.23	$38.40 - $45.85
Q3 2014	42,811	$3,082	$42.91	$39.49 - $48.48
Q2 2014	48,666	$3,952	$44.64	$42.77 - $47.42
Q1 2014	53,541	$4,036	$42.07	$37.83 - $44.79
Q4 2013	44,385	$3,356	$40.89	$36.63 - $44.98
Q3 2013	44,385	$3,169	$41.01	$39.12 - $42.73
Q2 2013	44,385	$3,078	$38.97	$35.76 - $41.83