YUM BRANDS INC

Ticker: YUM CUSIP: 988498101 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 360 Value ($000) $33 Avg Close $83.37 Range $77.23 - $89.47
Q2 2020
Shares 179 Value ($000) $16 Avg Close $76.84 Range $55.81 - $88.70
Q4 2019
Shares 4,749 Value ($000) $479 Avg Close $92.35 Range $86.28 - $102.50
Q3 2019
Shares 594 Value ($000) $67 Avg Close $101.52 Range $96.41 - $106.44
Q2 2019
Shares 260 Value ($000) $29 Avg Close $91.91 Range $87.42 - $98.69
Q1 2019
Shares 380 Value ($000) $38 Avg Close $83.46 Range $77.82 - $89.54
Q4 2018
Shares 381 Value ($000) $35 Avg Close $78.40 Range $74.01 - $82.75
Q3 2018
Shares 24,907 Value ($000) $2,265 Avg Close $72.90 Range $67.20 - $79.90
Q2 2018
Shares 759 Value ($000) $60 Avg Close $72.58 Range $67.50 - $76.45
Q1 2018
Shares 1,081 Value ($000) $92 Avg Close $71.00 Range $65.56 - $75.11
Q3 2016
Shares 17,200 Value ($000) $1,562 Avg Close $53.87 Range $49.89 - $55.85
Q2 2016
Shares 9,100 Value ($000) $755 Avg Close $49.47 Range $47.30 - $51.88
Q3 2015
Shares 84 Value ($000) $7 Avg Close $49.86 Range $42.30 - $54.52
Q2 2015
Shares 84 Value ($000) $8 Avg Close $51.97 Range $45.86 - $56.57
Q1 2015
Shares 84 Value ($000) $7 Avg Close $44.53 Range $40.49 - $48.61
Q4 2014
Shares 140 Value ($000) $10 Avg Close $42.23 Range $38.40 - $45.85
Q4 2013
Shares 210 Value ($000) $16 Avg Close $40.89 Range $36.63 - $44.98
Q3 2013
Shares 224 Value ($000) $16 Avg Close $41.01 Range $39.12 - $42.73
Q2 2013
Shares 224 Value ($000) $16 Avg Close $38.97 Range $35.76 - $41.83
Q1 2013
Shares 210 Value ($000) $15 Avg Close $37.40 Range $33.62 - $40.68
Q4 2012
Shares 12,168 Value ($000) $808 Avg Close — Range —
Q3 2012
Shares 126 Value ($000) $8 Avg Close — Range —
Q2 2012
Shares 23,680 Value ($000) $1,525 Avg Close — Range —
Q1 2012
Shares 23,780 Value ($000) $1,693 Avg Close — Range —
Q4 2011
Shares 24,580 Value ($000) $1,450 Avg Close — Range —
Q3 2011
Shares 32,810 Value ($000) $1,620 Avg Close — Range —
Q4 2010
Shares 38,000 Value ($000) $1,864 Avg Close — Range —
Q2 2009
Shares 72,000 Value ($000) $2,400 Avg Close — Range —
Q1 2009
Shares 72,000 Value ($000) $1,979 Avg Close — Range —