YUMA ENERGY INC

CUSIP: 98872E108 Class: COM

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 10,776,557 Value ($000) $2,694 Avg Close — Range —

Q2 2016

Shares 10,800,154 Value ($000) $3,151 Avg Close — Range —

Q1 2016

Shares 10,777,472 Value ($000) $2,221 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	10,776,557	$2,694	—	—
Q2 2016	10,800,154	$3,151	—	—
Q1 2016	10,777,472	$2,221	—	—