YUMA ENERGY INC

CUSIP: 98872E108 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 13,723 Value ($000) $4 Avg Close — Range —
Q1 2016
Shares 13,723 Value ($000) $3 Avg Close — Range —
Q4 2015
Shares 12,200 Value ($000) $2 Avg Close — Range —