ZAIS FINL CORP

CUSIP: 98886K108 Class: COM

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 27,065 Value ($000) $471 Avg Close — Range —
Q2 2013
Shares 50,000 Value ($000) $905 Avg Close — Range —
Q1 2013
Shares 50,000 Value ($000) $1,031 Avg Close — Range —