ZIOPHARM ONCOLOGY INC

CUSIP: 98973P101 Class: COMMON

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 8,410 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 8,410 Value ($000) $14 Avg Close — Range —
Q2 2022
Shares 8,410 Value ($000) $10 Avg Close — Range —
Q1 2022
Shares 1,000 Value ($000) $0 Avg Close — Range —
Q4 2021
Shares 1,000 Value ($000) $1 Avg Close — Range —
Q3 2021
Shares 1,000 Value ($000) $1 Avg Close — Range —
Q2 2021
Shares 1,000 Value ($000) $2 Avg Close — Range —
Q1 2021
Shares 1,000 Value ($000) $3 Avg Close — Range —
Q3 2020
Shares 15,362 Value ($000) $38 Avg Close — Range —
Q2 2020
Shares 27,025 Value ($000) $89 Avg Close — Range —
Q1 2020
Shares 3,700 Value ($000) $9 Avg Close — Range —