DIV RIGHT CERT ROCHE HOLDING L

CUSIP: CH0012032 Class: COM

Aureus Asset Management, LLC's Holding History (CIK: 0001381296)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 5,100 Value ($000) $1,530 Avg Close — Range —
Q4 2013
Shares 5,100 Value ($000) $1,376 Avg Close — Range —