DEUTSCHE BANK A G

Ticker: DB CUSIP: D18190898 Class: Common Stock

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 10,330 Value ($000) $187 Avg Close $12.15 Range $9.71 - $14.87

Q3 2016

Shares 10,170 Value ($000) $134 Avg Close $10.58 Range $8.62 - $11.89

Q4 2014

Shares 170 Value ($000) $5 Avg Close $23.60 Range $21.95 - $26.43

Q2 2014

Shares 170 Value ($000) $5,981 Avg Close $29.54 Range $26.14 - $32.21

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	10,330	$187	$12.15	$9.71 - $14.87
Q3 2016	10,170	$134	$10.58	$8.62 - $11.89
Q4 2014	170	$5	$23.60	$21.95 - $26.43
Q2 2014	170	$5,981	$29.54	$26.14 - $32.21