CHINA OVERS FIN CAYMAN

CUSIP: EG3669173 Class: CONV

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 2,600,000 Value ($000) $3,703 Avg Close — Range —
Q3 2013
Shares 2,600,000 Value ($000) $3,903 Avg Close — Range —