Pennon Group PLC

CUSIP: EH9250091 Class: CONV

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 1,700,000 Value ($000) $3,206 Avg Close — Range —
Q3 2013
Shares 1,700,000 Value ($000) $3,405 Avg Close — Range —
Q2 2013
Shares 1,600,000 Value ($000) $2,845 Avg Close — Range —