CHINA OS GRAND OCEAN FIN

CUSIP: EJ0948541 Class: CONV

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 15,000,000 Value ($000) $2,130 Avg Close — Range —
Q3 2013
Shares 15,000,000 Value ($000) $2,355 Avg Close — Range —