ALCATEL-LUCENT

CUSIP: EJ7354495 Class: CONV

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 10,077,093 Value ($000) $52,316 Avg Close — Range —
Q3 2013
Shares 10,724,000 Value ($000) $44,149 Avg Close — Range —