ABENGOA YIELD PLC

CUSIP: G00349103 Class: ORD SHS

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 90 Value ($000) $3 Avg Close — Range —
Q4 2014
Shares 300 Value ($000) $8 Avg Close — Range —
Q3 2014
Shares 377 Value ($000) $13 Avg Close — Range —