ALLERGAN PLC

Ticker: AGN 5.5 03/01/18 A CUSIP: G0177J116 Class: PFD CONV SER A

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 255 Value ($000) $221 Avg Close — Range —
Q1 2017
Shares 305 Value ($000) $259 Avg Close — Range —
Q4 2016
Shares 322 Value ($000) $246 Avg Close — Range —