AJAX I

CUSIP: G0190X118 Class: UNIT 99/99/9999

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 150,024 Value ($000) $1,566 Avg Close — Range —
Q1 2021
Shares 151,255 Value ($000) $1,607 Avg Close — Range —
Q4 2020
Shares 149,840 Value ($000) $1,859 Avg Close — Range —