Aspen Insurance Holdings Pfd 7.4

Ticker: AHL V7.401 PERP CUSIP: G05384139 Class: PFD/FXD INC

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 10,945 Value ($000) $275 Avg Close — Range —

Q3 2014

Shares 36 Value ($000) $1 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	10,945	$275	—	—
Q3 2014	36	$1	—	—