AXIS Capital Holdings Ltd Pfd

Ticker: AXS 5.5 PERP D CUSIP: G0692U117 Class: PRF

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 29,029 Value ($000) $684 Avg Close — Range —
Q3 2014
Shares 62 Value ($000) $1 Avg Close — Range —
Q2 2014
Shares 31 Value ($000) $1 Avg Close — Range —
Q3 2013
Shares 12 Value ($000) $0 Avg Close — Range —