AXIS CAPITAL SERIES C 6.875%

Ticker: AXS 6.875 PERP C CUSIP: G0692U307 Class: PUBLIC

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 48,604 Value ($000) $1,246 Avg Close — Range —
Q3 2014
Shares 142 Value ($000) $4 Avg Close — Range —
Q2 2014
Shares 53 Value ($000) $1 Avg Close — Range —
Q3 2013
Shares 22 Value ($000) $1 Avg Close — Range —