AVISTA HEALTHCARE PUB ACQ CO

CUSIP: G0726L117 Class: W EXP 99/99/999

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 1,071,935 Value ($000) $214 Avg Close — Range —
Q2 2018
Shares 896,960 Value ($000) $417 Avg Close — Range —
Q1 2018
Shares 899,100 Value ($000) $297 Avg Close — Range —
Q4 2017
Shares 344,286 Value ($000) $96 Avg Close — Range —
Q3 2017
Shares 350,000 Value ($000) $140 Avg Close — Range —
Q2 2017
Shares 350,000 Value ($000) $158 Avg Close — Range —
Q1 2017
Shares 350,000 Value ($000) $175 Avg Close — Range —