AXALTA COATING SYS LTD

Ticker: AXTA CUSIP: G0750C108 Class: Common Stock

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 16,300 Value ($000) $471 Avg Close $30.23 Range $27.77 - $33.60

Q2 2017

Shares 6,293 Value ($000) $202 Avg Close $31.94 Range $30.67 - $34.10

Q4 2016

Shares 32,103 Value ($000) $873 Avg Close $26.32 Range $24.27 - $28.37

Q3 2016

Shares 10,000 Value ($000) $283 Avg Close $28.00 Range $25.79 - $29.59

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	16,300	$471	$30.23	$27.77 - $33.60
Q2 2017	6,293	$202	$31.94	$30.67 - $34.10
Q4 2016	32,103	$873	$26.32	$24.27 - $28.37
Q3 2016	10,000	$283	$28.00	$25.79 - $29.59