AXOVANT GENE THERAPIES LTD

CUSIP: G0750W203 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 50,000 Value ($000) $122 Avg Close — Range —
Q4 2019
Shares 90,308 Value ($000) $463 Avg Close — Range —
Q3 2019
Shares 133,000 Value ($000) $859 Avg Close — Range —