CAPITOL INVT CORP IV

CUSIP: G18920127 Class: *W EXP 01/01/202

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 146,800 Value ($000) $204 Avg Close — Range —
Q4 2018
Shares 92,000 Value ($000) $92 Avg Close — Range —
Q3 2018
Shares 92,000 Value ($000) $135 Avg Close — Range —