CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N100 Class: SHS CL A

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 400,371 Value ($000) $4,364 Avg Close — Range —
Q2 2023
Shares 400,371 Value ($000) $4,320 Avg Close — Range —
Q1 2023
Shares 409,413 Value ($000) $4,224 Avg Close — Range —
Q3 2022
Shares 413,435 Value ($000) $4,105,000 Avg Close — Range —
Q2 2022
Shares 454,985 Value ($000) $4,477,000 Avg Close — Range —
Q4 2021
Shares 446,938 Value ($000) $4,416,000 Avg Close — Range —
Q3 2021
Shares 434,952 Value ($000) $4,249,000 Avg Close — Range —
Q2 2021
Shares 399,985 Value ($000) $3,912,000 Avg Close — Range —