CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N100 Class: SHS CL A

MARSHALL WACE, LLP's Holding History (CIK: 0001318757)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 630,995 Value ($000) $6,373 Avg Close — Range —
Q3 2022
Shares 1,663,311 Value ($000) $16,516 Avg Close — Range —
Q2 2022
Shares 1,663,311 Value ($000) $16,367 Avg Close — Range —
Q1 2022
Shares 1,618,221 Value ($000) $15,956 Avg Close — Range —
Q4 2021
Shares 919,178 Value ($000) $9,081 Avg Close — Range —
Q3 2021
Shares 402,329 Value ($000) $3,931 Avg Close — Range —
Q2 2021
Shares 156,215 Value ($000) $1,528 Avg Close — Range —