CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N100 Class: SHS CL A

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 84,960 Value ($000) $926 Avg Close — Range —
Q4 2022
Shares 610,414 Value ($000) $6,165 Avg Close — Range —
Q3 2022
Shares 604,109 Value ($000) $5,999 Avg Close — Range —
Q2 2022
Shares 383,448 Value ($000) $3,773 Avg Close — Range —
Q1 2022
Shares 1,010,207 Value ($000) $9,961 Avg Close — Range —
Q4 2021
Shares 596,307 Value ($000) $5,892 Avg Close — Range —
Q3 2021
Shares 264,005 Value ($000) $2,579 Avg Close — Range —
Q2 2021
Shares 100,585 Value ($000) $984 Avg Close — Range —