CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N100 Class: SHS CL A

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 39,087 Value ($000) $388 Avg Close — Range —
Q2 2022
Shares 39,087 Value ($000) $384 Avg Close — Range —
Q1 2022
Shares 39,087 Value ($000) $385 Avg Close — Range —
Q4 2021
Shares 34,053 Value ($000) $336 Avg Close — Range —
Q3 2021
Shares 30,267 Value ($000) $295 Avg Close — Range —
Q2 2021
Shares 30,067 Value ($000) $294 Avg Close — Range —