CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N118 Class: UNIT 99/99/9999

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 99,955 Value ($000) $1 Avg Close — Range —
Q3 2022
Shares 99,955 Value ($000) $993 Avg Close — Range —
Q2 2022
Shares 99,955 Value ($000) $983 Avg Close — Range —
Q1 2022
Shares 99,955 Value ($000) $996 Avg Close — Range —
Q4 2021
Shares 99,955 Value ($000) $999 Avg Close — Range —
Q3 2021
Shares 100,065 Value ($000) $995 Avg Close — Range —
Q2 2021
Shares 100,545 Value ($000) $1,004 Avg Close — Range —
Q1 2021
Shares 99,955 Value ($000) $998 Avg Close — Range —