CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N118 Class: UNIT 99/99/9999

Silver Rock Financial LP's Holding History (CIK: 0001674784)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 208,645 Value ($000) $2,107 Avg Close — Range —
Q3 2022
Shares 208,645 Value ($000) $2,074 Avg Close — Range —
Q2 2022
Shares 208,645 Value ($000) $2,053 Avg Close — Range —
Q1 2022
Shares 208,645 Value ($000) $2,078 Avg Close — Range —
Q4 2021
Shares 208,645 Value ($000) $2,082 Avg Close — Range —
Q3 2021
Shares 239,823 Value ($000) $2,386 Avg Close — Range —
Q2 2021
Shares 239,823 Value ($000) $2,398 Avg Close — Range —
Q1 2021
Shares 220,463 Value ($000) $2,202 Avg Close — Range —