CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N126 Class: *W EXP

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 73,635 Value ($000) $15 Avg Close — Range —
Q2 2023
Shares 73,635 Value ($000) $14 Avg Close — Range —
Q1 2023
Shares 76,038 Value ($000) $15 Avg Close — Range —
Q3 2022
Shares 76,038 Value ($000) $13,000 Avg Close — Range —
Q2 2022
Shares 83,682 Value ($000) $27,000 Avg Close — Range —