CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N126 Class: *W EXP

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023
Shares 40,000 Value ($000) $8 Avg Close — Range —
Q1 2023
Shares 66,313 Value ($000) $13 Avg Close — Range —
Q4 2022
Shares 24,634 Value ($000) $1 Avg Close — Range —
Q3 2022
Shares 24,634 Value ($000) $4 Avg Close — Range —
Q2 2022
Shares 24,634 Value ($000) $7 Avg Close — Range —
Q1 2022
Shares 24,634 Value ($000) $15 Avg Close — Range —