CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N126 Class: *W EXP

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 674,226 Value ($000) $128 Avg Close — Range —
Q2 2023
Shares 657,226 Value ($000) $118 Avg Close — Range —
Q1 2023
Shares 657,268 Value ($000) $131 Avg Close — Range —
Q4 2022
Shares 647,658 Value ($000) $32 Avg Close — Range —
Q3 2022
Shares 647,658 Value ($000) $117 Avg Close — Range —
Q2 2022
Shares 40,301 Value ($000) $13 Avg Close — Range —
Q1 2022
Shares 40,301 Value ($000) $25 Avg Close — Range —
Q4 2021
Shares 40,301 Value ($000) $44 Avg Close — Range —