CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N126 Class: *W EXP

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 551,323 Value ($000) $99 Avg Close — Range —
Q2 2022
Shares 563,309 Value ($000) $169 Avg Close — Range —
Q1 2022
Shares 563,309 Value ($000) $349 Avg Close — Range —
Q4 2021
Shares 557,310 Value ($000) $607 Avg Close — Range —
Q3 2021
Shares 418,946 Value ($000) $419 Avg Close — Range —