CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N126 Class: *W EXP

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 21,367 Value ($000) $0 Avg Close — Range —
Q2 2023
Shares 19,991 Value ($000) $0 Avg Close — Range —
Q1 2023
Shares 19,991 Value ($000) $0 Avg Close — Range —