CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N126 Class: *W EXP

Silver Rock Financial LP's Holding History (CIK: 0001674784)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 16,761 Value ($000) $3 Avg Close — Range —
Q2 2023
Shares 41,728 Value ($000) $8 Avg Close — Range —
Q1 2023
Shares 41,728 Value ($000) $8 Avg Close — Range —