CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N126 Class: *W EXP

EASTERLY INVESTMENT PARTNERS LLC's Holding History (CIK: 0001766150)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 14,999 Value ($000) $15 Avg Close — Range —
Q2 2021
Shares 14,999 Value ($000) $19 Avg Close — Range —