CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y106 Class: Equity

ARISTEIA CAPITAL, L.L.C.'s Holding History (CIK: 0001080171)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 365,787 Value ($000) $3,965 Avg Close — Range —
Q2 2020
Shares 200,000 Value ($000) $2,120 Avg Close — Range —