CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y106 Class: Equity

Walleye Trading LLC's Holding History (CIK: 0001388391)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 53,775 Value ($000) $583 Avg Close — Range —
Q2 2020
Shares 220,510 Value ($000) $2,337 Avg Close — Range —