CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y106 Class: Equity

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND's Holding History (CIK: 0001535845)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 2 Value ($000) $0 Avg Close — Range —
Q3 2020
Shares 2 Value ($000) $0 Avg Close — Range —
Q2 2020
Shares 350,000 Value ($000) $3,675 Avg Close — Range —