CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y106 Class: Equity

BOOTHBAY FUND MANAGEMENT, LLC's Holding History (CIK: 0001549230)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 126,755 Value ($000) $1,502 Avg Close — Range —
Q3 2020
Shares 227,500 Value ($000) $2,466 Avg Close — Range —
Q2 2020
Shares 227,500 Value ($000) $2,412 Avg Close — Range —