CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y106 Class: Equity

First Trust Capital Management L.P.'s Holding History (CIK: 0001604488)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 33,332 Value ($000) $361 Avg Close — Range —
Q2 2020
Shares 50,000 Value ($000) $530 Avg Close — Range —