CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y106 Class: Equity

Vivaldi Capital Management LP's Holding History (CIK: 0001682021)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 15,842 Value ($000) $172 Avg Close — Range —
Q2 2020
Shares 25,000 Value ($000) $265 Avg Close — Range —