CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y106 Class: Equity

Periscope Capital Inc.'s Holding History (CIK: 0001695320)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 251,100 Value ($000) $2,762 Avg Close — Range —
Q2 2020
Shares 600,300 Value ($000) $6,303 Avg Close — Range —