CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y106 Class: Equity

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 20 Value ($000) $0 Avg Close — Range —
Q3 2020
Shares 20 Value ($000) $0 Avg Close — Range —