CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y114 Class: COM

ARISTEIA CAPITAL, L.L.C.'s Holding History (CIK: 0001080171)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 147,453 Value ($000) $1,598 Avg Close — Range —
Q3 2020
Shares 91,599 Value ($000) $953 Avg Close — Range —