CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y114 Class: COM

Radcliffe Capital Management, L.P.'s Holding History (CIK: 0001218275)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 200,000 Value ($000) $2,080 Avg Close — Range —
Q2 2020
Shares 200,000 Value ($000) $2,014 Avg Close — Range —