CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y114 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 238,335 Value ($000) $2,584 Avg Close — Range —
Q3 2020
Shares 299,997 Value ($000) $3,120 Avg Close — Range —